QI Essentials
Understanding the foundations of QI compliance
This collection of short courses will give you a foundation level understanding of the U.S. qualified intermediary regime and the role you play in helping your firm to be compliant with the terms of the QI Agreement.
Duration: 2 hours 30 minutes
QI Essentials: Overview and Context
This course provides an introduction to qualified intermediary status, including why you might consider becoming a QI…
QI Essentials: Application
This course will guide you through the process of applying to become a QI, including how to prepare before you make t…
QI Essentials: Documentation
This course will give you an overview of the documentation requirements for qualified intermediaries.
QI Essentials: Withholding and Depositing
This course will give you an overview of the withholding and depositing requirements for qualified intermediaries
…
QI Essentials: Reporting
This course will give you an overview of the reporting requirements for qualified intermediaries.
QI Essentials: Governance
This course will give you an overview of the governance requirements for qualified intermediaries.