Manage your compliance with international withholding tax and anti tax evasion regulations

The Tax Compliance Toolkit equips your financial institution with all the tools you need to comply with your obligations and demonstrate robust internal controls.

The Tax Compliance Toolkit is designed to be used by:

  • Standalone financial institutions
  • Expanded affiliate groups
  • Consolidated compliance groups,
  • Central Securities Depositories
  • Extended custody chains

The Tax Compliance Toolkit provides tools to financial institutions to help you to comply efficiently with international withholding tax regulations including:

  • U.S. Qualified Intermediary (QI) framework
  • OECD Authorised Intermediary (AI) framework

The Tax Compliance Toolkit also has tools to help you comply with global anti tax evasion frameworks including:

  • CRS
  • DAC6

The Tax Compliance Toolkit is a subscription-based platform.

Some features are separately chargeable on a per transaction basis.

Please book a demo to discuss your needs and get a quote.



Investor self declaration

Collect a single electronically signed form that complies with the requirements for U.S. Chapter 3, 4, OECD CRS and TRACE IP

Tax form validation tools

Use our tax logic to test W-8 and W-9 forms in-house, or upload the form and one of our experts will review it for you

Identification number checks

Verify taxpayer identification numbers such as U.S. TINs, GIINs and LEIs against trusted databases


U.S. tax reporting

Get support with your annual 1042-S information reports and 1042 tax return

FATCA reports

Find out how to identify U.S. persons in your client base and prepare your annual FATCA return

CRS reports

Identify clients resident in CRS jurisdictions and prepare your CRS report


Become a Qualified Intermediary

We’ll help you decide whether to become a qualified intermediary and guide you through the application process

Compliance manual builder

Build your own compliance manual that reflects your policy decisions and demonstrates robust compliance controls

Compliance health checks

Carry out regular health checks and assessments of effective controls to ensure that your institution is on the right track


Knowledge base

Search our knowledge base of articles, current regulatory documents, opinions and answers to common questions

Expert opinions

Request an opinion from our subject matter experts and browse previous opinions tailored to your institution’s circumstances


Access online, interactive training courses on specialist topics within the QI, FATCA and CRS regulatory frameworks

Book a demonstration

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