QI Essentials: Reporting

Current Status

Not Enrolled

Price

Full course: £150

Get Started

About

Get an overview of the reporting requirements for qualified intermediaries

Level

Suitable for anyone who works in a financial institution with a basic understanding of securities trading

Presenter

Kirsty Pitkin
CEO
TConsult Ltd

Learning Outcomes

This course will help you to:

  1. Identify the types of U.S. tax reporting that apply to your firm
  2. Understand how 1042-S reporting works and your firm’s role in 1042-S reporting chain
  3. Understand the purpose of the 1042 tax return
  4. Understand when Form 1099 and 945 reporting is required
  5. Plan your reporting schedule based on the various IRS deadlines
  6. Know where and how to file your reports
  7. Be aware of the penalties that apply for reporting failures  

Assessment

Pass mark: 80%
Maximum 3 attempts

Estimated Time

25 minutes

Content

Welcome
1042 tax return
1099 and 945 reporting
When to report
Reporting penalties
Summary
Course handout
Final assessment