About Get an overview of the governance requirements for qualified intermediaries. Level Suitable for anyone who works in a financial institution with a basic understanding of securities trading. Presenter Kirsty PitkinCEOTConsult Ltd Learning Outcomes This course will help you to: Assessment Pass mark: 80%Maximum 3 attempts Estimated Time 30 minutes
Course Category: QI Essentials
About Get an overview of the reporting requirements for qualified intermediaries Level Suitable for anyone who works in a financial institution with a basic understanding of securities trading Presenter Kirsty PitkinCEOTConsult Ltd Learning Outcomes This course will help you to: Assessment Pass mark: 80%Maximum 3 attempts Estimated Time 25 minutes
About Get an overview of the withholding and depositing requirements for qualified intermediaries Level Suitable for anyone who works in a financial institution with a basic understanding of securities trading Presenter Kirsty PitkinCEOTConsult Ltd Learning Outcomes: This course will help you to: Assessment Pass mark: 80%Maximum 3 attempts Estimated Time 15 minutes
About Learn about the importance of documentation or QI compliance Level Suitable for anyone who works in a financial institution with a basic understanding of securities trading Presenter Kirsty PitkinCEOTConsult Ltd Learning Outcomes This course will help you to: Assessment Pass mark: 80%Maximum 3 attempts Estimated Time 20 minutes
About Learn what your financial institution needs to do to become a qualified intermediary Level Suitable for anyone who works in a financial institution with a basic understanding of securities trading Presenter Kirsty PitkinCEOTConsult Ltd Learning Outcomes This course will help you to: Assessment Pass mark: 80%Maximum 3 attempts Estimated Time 20 minutes
About Get an introduction to the qualified intermediary regime and learn why you might consider becoming a QI Level Suitable for anyone who works in a financial institution with a basic understanding of securities trading Presenter Kirsty PitkinCEOTConsult Ltd Learning Outcomes This course will help you to: Assessment Pass mark: 80%Maximum 3 attempts Estimated Time … Read more