About
Learn what your financial institution needs to do to become a qualified intermediary
Level
Suitable for anyone who works in a financial institution with a basic understanding of securities trading
Presenter
Kirsty Pitkin
CEO
TConsult Ltd
Learning Outcomes
This course will help you to:
- Establish if your financial institution is eligible to become a QI
- Plan when to apply for QI status
- Prepare your QI application
- Understand how to make your QI application
- Understand your QI-EIN effective date
Assessment
Pass mark: 80%
Maximum 3 attempts
Estimated Time
20 minutes
