QI Essentials: Application

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About

Learn what your financial institution needs to do to become a qualified intermediary

Level

Suitable for anyone who works in a financial institution with a basic understanding of securities trading

Presenter

Kirsty Pitkin
CEO
TConsult Ltd

Learning Outcomes

This course will help you to:

  1. Establish if your financial institution is eligible to become a QI
  2. Plan when to apply for QI status
  3. Prepare your QI application
  4. Understand how to make your QI application
  5. Understand your QI-EIN effective date

Assessment

Pass mark: 80%
Maximum 3 attempts

Estimated Time

20 minutes